framework for the comprehensive management of risks

Technical Committee of the International Organization of Securities Commissions : Principles for financial market infrastructures ppt

Ngày tải lên : 15/03/2014, 10:20

... activities, (b) the governance structure of the FMI, and (c) the framework for the comprehensive management of risks, to help establish a strong foundation for the risk management of an FMI Principle ... Principle 3: Framework for the comprehensive management of risks An FMI should have a sound risk -management framework for comprehensively managing legal, credit, liquidity, operational, and other risks ... Principle 3: Framework for the comprehensive management of risks An FMI should have a sound risk -management framework for comprehensively managing legal, credit, liquidity, operational, and other risks...

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Tài liệu Supervision and Regulation doc

Ngày tải lên : 16/02/2014, 11:20

... Strengthen the Resilience of the U.S Financial System.” The paper sets forth sound practices for the financial industry to ensure a rapid recovery of the U.S financial system in the event of a ... new office or subsidiary, the financial and managerial resources of the foreign bank, the condition of any existing U.S offices, the bank’s compliance with U.S law, the extent of access by the ... information technology Further, in light of the importance of information technology to the safety and soundness of banking organizations, the Federal Reserve has the authority to examine the...

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Financial Regulatory Reform - A New Foundation: Rebuiding Financial Supervision and Regulation docx

Ngày tải lên : 15/03/2014, 19:20

... Supervisor; (iv) the Director of the Consumer Financial Protection Agency; (v) the Chairman of the SEC; (vi) the Chairman of the CFTC; (vii) the Chairman of the FDIC; and (viii) the Director of the Federal ... should include (i) the Secretary of the Treasury, who shall serve as the Chairman; (ii) the Chairman of the Board of Governors of the Federal Reserve System; (iii) the Director of the National Bank ... of the Council should include (i) the Secretary of the Treasury, who shall serve as the Chairman; (ii) the Chairman of the Board of Governors of the Federal Reserve System; (iii) the Director of...

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Cambridge.University.Press.An.Introduction.to.Law.and.Regulation.Text.and.Materials.Apr.2007.pdf

Ngày tải lên : 21/09/2012, 10:39

... level of abstraction Rather than focusing on the dynamics between individual actors, the focus of systems theory, for example, is on the dynamics of the ‘legal system’, the ‘economic system’ or the ... to the point where the marginal cost of obtaining the last quotation equals the marginal benefit À I shall then have obtained the ‘optimal’ information for the transaction [For a number of ... regulatory enforcement style Example of an enforcement pyramid The proportion of space at each layer represents the proportion of enforcement activity at that level Example of a pyramid of enforcement...

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Regulation above and beyond the state

Ngày tải lên : 01/11/2013, 07:20

... consequence of the invocation of national law as a tool of enforcement, rather than a regulatory framework, and À when contested À the legitimacy of the national law itself (rather than the actions of ... implementation In the terms used by Ayres and Braithwaite, the possibility of wielding the ‘big stick’ of the law at the top of the enforcement pyramid enhances the power of informal practices ... include the qualitative specification of the conduct falling within the scope of the regime, the determination of the quantity or level of regulated activity considered permissible within the regime,...

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Tài liệu Quản lý và giám sát ( Supervision and Management ) docx

Ngày tải lên : 24/01/2014, 06:20

... your discussion with the employee, what items of information will be of the most importance? What are the characteristics of an effective supervisor? What qualities make for a good boss? What ... group of employees, one employee complains that the office is too hot, another employee complains that the office is too cold How will you handle this? An employee complains that you gave another ... aspect of supervision is most difficult for you and why? Under which circumstances would you refer an employee to the employee assistance program? Knowledge Stt English 01 What is the purpose of...

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Tài liệu Bank regulation, capital and credit supply: Measuring the impact of Prudential Standards pptx

Ngày tải lên : 16/02/2014, 10:20

... Bernanke (1983), for example, evaluated the causes of the Great Depression and found that the collapse of the financial system - more specifically, the failure of roughly half the banks in the US between ... the role these play in affecting the economy more broadly The large body of literature reviewing the ‘bank lending channel’ for the effects of monetary policy on the volume of credit in the economy ... affect the capacity to absorb losses, which may affect the market’s perception of the riskiness of the bank, we include the ratio of tier over total capital as a proxy for the quality of capital...

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Tài liệu Báo cáo khoa học: Brain angiogenesis in developmental and pathological processes: regulation, molecular and cellular communication at the neurovascular interface pdf

Ngày tải lên : 18/02/2014, 11:20

... thought to form part of the tight junction structure However, the function of these proteins with regards to the BBB remains unclear Adherens junctions are formed at the intersections of membrane ... reproduce the in vivo environment For example, co-cultures of astrocytes and endothelial cells eliminate the effects of the basement membrane and differences in the luminal–abluminal polarity of the ... and barriergenesis fers according to the size of the vessels In the brain, pial arteries invade the brain parenchyma and reduce the width of arterioles, then form deep branches that become small...

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Bank Risk-Taking, Securitization, Supervision, and Low Interest Rates: Evidence from Lending Standards pptx

Ngày tải lên : 06/03/2014, 14:20

... house purchase or for consumption The direction of the impact is similar for all the regressions However, the size of the coefficient of overnight rates indicates that the impact of short-term rates ... quarter of 2002 to the first quarter of 2009 While the current sample covers the banking sector in the 16 countries comprising the Euro Area, we restrict the analysis to the 12 countries in the 19 The ... among others, the overnight interest rate is the indicator of the stance of monetary policy In the Euro Area the Governing Council of the ECB determines the corridor within which the overnight...

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Báo cáo khoa học: "All Words Domain Adapted WSD: Finding a Middle Ground between Supervision and Unsupervision" pptx

Ngày tải lên : 17/03/2014, 00:20

... from the target domain improves the performance As the amount of injection increases the performance approaches the skyline, and in the case of SC→H and T→H it even crosses the skyline performance ... reversing the role of the two folds Figures 1, 2, and show the graphs of the average F-score over the 2-folds for SC→T, SC→H, T→H and H→T respectively The x-axis represents the amount of training ... aside for testing and the other for injecting data in the adaptation setting We increased the size of the injected target examples from 1000 to 14000 words in increments of 1000 We then repeated the...

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Audit Stewardship and Oversight of Large and Innovatively Funded Projects in Europe ppt

Ngày tải lên : 23/03/2014, 04:20

... outcome for the funds invested, how the government can receive the best value for the public, whether the proposing company has the resources to perform the project, evaluation of proposal costs, the ... has the appearance of a free road because there is no charge to the actual user of the road Instead, the government uses other general revenue streams to pay for the cost of the project and the ... visit for the scan team was Ireland The team met with representatives from the Office of the Comptroller and Auditor General, the Department of Transport, the public-private partnership officer...

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Bank Risk-Taking, Securitization, Supervision, and Low Interest Rates: Evidence from Lending Standards potx

Ngày tải lên : 29/03/2014, 13:20

... others, the overnight interest rate is the indicator of the stance of monetary policy The ECB targets the overnight rate as a measure of the stance of its monetary policy 14 different levels of ... by the banks or that found the terms of the loans too expensive and decided not to take the loans In addition, the BLS data contain information for all type of loans (loans for business, for ... makes stronger the impact of low short-term rates on the softening of lending standards both for loans for house purchase and for consumption This implies that there is softening of standards over...

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association for supervision and curriculum development.ascd, 1984–2004 defining moments, future prospects

Ngày tải lên : 03/06/2014, 01:20

... traveling in other parts of the world, I have been struck by the commonality of our efforts to bring to life the concept of the school as a place of continued learning for all who work there.” ASCD ... chapters enjoy the benefits of support from the Association, affiliation with their colleagues around the world, and informal encounters that promote the exchange of professional information C O ... address the implications of brain research, ASCD went to the experts The array of neuroscientists ASCD staff consulted included Steven Petersen of Washington University; Andrew Meltzoff of the University...